{"id":1084,"date":"2026-02-09T07:00:41","date_gmt":"2026-02-09T07:00:41","guid":{"rendered":"https:\/\/blogs.bmj.com\/bmjleader\/?p=1084"},"modified":"2026-01-30T14:35:55","modified_gmt":"2026-01-30T14:35:55","slug":"quality-management-and-clinical-audit-integrating-clinical-audit-and-quality-improvement-to-deliver-impact-for-patients-by-iain-smith","status":"publish","type":"post","link":"https:\/\/blogs.bmj.com\/bmjleader\/2026\/02\/09\/quality-management-and-clinical-audit-integrating-clinical-audit-and-quality-improvement-to-deliver-impact-for-patients-by-iain-smith\/","title":{"rendered":"Quality management and clinical audit: Integrating clinical audit and quality improvement to deliver impact for patients. By Iain Smith"},"content":{"rendered":"<p><i><span style=\"font-weight: 400\">Fit-for-the-Future<\/span><\/i><span style=\"font-weight: 400\">, the ten-year plan for the English NHS, envisages a focus on quality and improvement driven by data.<\/span><span style=\"font-weight: 400\"><sup>1<\/sup><\/span><span style=\"font-weight: 400\"> The plan acknowledges the wealth of data available nationally \u2013 including through clinical audits.<\/span><span style=\"font-weight: 400\"><sup>1<\/sup><\/span><span style=\"font-weight: 400\"> Furthermore, new best practice guidance from NHS England argues for clinical audit contributing to a wider quality management approach.<\/span><span style=\"font-weight: 400\"><sup>2<\/sup><\/span><\/p>\n<p><span style=\"font-weight: 400\">Historically, clinical audit is one of the main mechanisms for improvement in healthcare and is closely associated with quality assurance. More recently, approaches to quality improvement have been adopted into healthcare from other industries focussing on small-scale tests of change and learning \u2013 typically with measurement as a key element.<\/span><span style=\"font-weight: 400\"><sup>3<\/sup><\/span><span style=\"font-weight: 400\"> Whilst tensions between clinical audit and other quality improvement approaches have been observed, both can work in synergy and clinical audit can play a key role in moving towards more systematic <\/span><a href=\"https:\/\/www.hqip.org.uk\/bmj-leader-3dec25\/\"><span style=\"font-weight: 400\">data driven quality<\/span><\/a><span style=\"font-weight: 400\"> management.<\/span><span style=\"font-weight: 400\"><sup>2 4<\/sup><\/span><\/p>\n<p><b>Background: Clinical Audit and Quality Management<\/b><\/p>\n<p><span style=\"font-weight: 400\">Continuous improvement is a long pursued goal in healthcare.<\/span><span style=\"font-weight: 400\"><sup>5<\/sup><\/span><span style=\"font-weight: 400\"> A long standing approach to improvement is clinical audit.\u00a0 Clinical audit involves assessing services against evidence-based criteria and is considered the foundation of a well-functioning healthcare system. It is a cyclical approach that provides feedback upon which action can be taking on areas for improvement before re-auditing to assess the impact (see Figure 1 below).<\/span><span style=\"font-weight: 400\"><sup>2 6 7<\/sup><\/span><\/p>\n<p><span style=\"font-weight: 400\">Improvement efforts are more impactful when part of a systematic approach.<\/span><span style=\"font-weight: 400\"><sup>8 9<\/sup><\/span><span style=\"font-weight: 400\"> Quality management systems (QMS) are a means of systematically improving healthcare and embedding continuous improvement. A QMS combines a systematic approach to <\/span><i><span style=\"font-weight: 400\">quality improvement<\/span><\/i><span style=\"font-weight: 400\"> (QI) with <\/span><i><span style=\"font-weight: 400\">quality planning <\/span><\/i><span style=\"font-weight: 400\">and <\/span><i><span style=\"font-weight: 400\">quality control<\/span><\/i><span style=\"font-weight: 400\">.<\/span><span style=\"font-weight: 400\"><sup>9-11<\/sup><\/span><span style=\"font-weight: 400\"> Quality planning refers to how an organisation or system identifies its priorities for improvement and designs interventions to deliver them.<\/span><span style=\"font-weight: 400\"><sup>10<\/sup><\/span><span style=\"font-weight: 400\"> Quality planning ensures close alignment of improvement activity with the strategic objectives of the organisation or system.<\/span><span style=\"font-weight: 400\"><sup>10 11<\/sup><\/span><span style=\"font-weight: 400\"> Quality control refers to measurement of processes to monitor performance in real time and taking action to deliver results in line with performance standards.<\/span><span style=\"font-weight: 400\"><sup>10 11<\/sup><\/span><span style=\"font-weight: 400\"> In addition to these three core components of a QMS, in healthcare a fourth component is included. Quality assurance focuses on checking whether a service is meeting required standards based on external requirements.<\/span><span style=\"font-weight: 400\"><sup>9 11<\/sup><\/span><span style=\"font-weight: 400\"> Clinical audit can play a key role across such systematic approaches.<\/span><span style=\"font-weight: 400\"><sup>12<\/sup><\/span><\/p>\n<p style=\"padding-left: 40px\"><b>Figure 1 \u2013 The Clinical Audit Cycle (<\/b><a href=\"https:\/\/www.hqip.org.uk\"><b>HQIP<\/b><\/a><b> 2020, used with permission)<\/b><\/p>\n<p style=\"padding-left: 40px\"><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-1086 \" src=\"http:\/\/blogs.bmj.com\/bmjleader\/files\/2026\/01\/Iain-Smith-Figure-1-final.png\" alt=\"Iain Smith Figure 1\" width=\"709\" height=\"395\" srcset=\"https:\/\/blogs.bmj.com\/bmjleader\/files\/2026\/01\/Iain-Smith-Figure-1-final.png 924w, https:\/\/blogs.bmj.com\/bmjleader\/files\/2026\/01\/Iain-Smith-Figure-1-final-300x167.png 300w, https:\/\/blogs.bmj.com\/bmjleader\/files\/2026\/01\/Iain-Smith-Figure-1-final-768x428.png 768w, https:\/\/blogs.bmj.com\/bmjleader\/files\/2026\/01\/Iain-Smith-Figure-1-final-640x357.png 640w\" sizes=\"auto, (max-width: 709px) 100vw, 709px\" \/><\/p>\n<p style=\"padding-left: 40px\"><span style=\"font-weight: 400\">\u201c<\/span><i><span style=\"font-weight: 400\">Data are critical to both quality improvement and quality assurance. When used effectively, data enable organisations to demonstrate measurable improvement at both the individual project and whole organisation level.\u201d<\/span><\/i><\/p>\n<p style=\"padding-left: 40px\"><span style=\"font-weight: 400\">Samantha Riley, Director of Making Data Count, NHS England<\/span><\/p>\n<p><b>Clinical Audit and Quality Planning: Identifying opportunities for improvement<\/b><\/p>\n<p><span style=\"font-weight: 400\">Clinical audit can support progress on national healthcare priorities by considering findings in planning activities. Clinical audit can contribute insights to service planning and commissioning processes by providing both cross-sectional benchmarking and longitudinal data.<\/span><span style=\"font-weight: 400\"><sup>1 2<\/sup><\/span><span style=\"font-weight: 400\"> The <\/span><a href=\"https:\/\/www.hqip.org.uk\/national-programmes\/\"><span style=\"font-weight: 400\">national clinical audit and outcomes programme (NCAPOP)<\/span><\/a><span style=\"font-weight: 400\"> is one of the largest national audit programmes of its kind and can play a major role in the planning process and identification of improvement priorities.<\/span><span style=\"font-weight: 400\"><sup>12<\/sup><\/span><span style=\"font-weight: 400\"> If healthcare priorities are to be evidence-based, clinically credible and focused on what matters most to patients, this data should shape how services are designed and inform which improvement priorities are selected. For example, the <\/span><a href=\"https:\/\/www.hqip.org.uk\/clinical-outcome-review-programmes\/maternal-newborn-and-infant-outcome-review-programme\/\"><span style=\"font-weight: 400\">national mothers and babies audit (MBRRACE-UK)<\/span><\/a><span style=\"font-weight: 400\"> identified persistent inequalities in maternal and perinatal outcomes linked to ethnicity, deprivation, and geography. These findings enabled providers, commissioners and national bodies to prioritise targeted improvement efforts focussing attention on highest risk groups.<\/span><span style=\"font-weight: 400\"><sup>13 14<\/sup><\/span><\/p>\n<p><b>Clinical Audit and Quality Improvement: Improving patient care and outcomes<\/b><\/p>\n<p><span style=\"font-weight: 400\">Clinical audit is a quality improvement process that seeks to improve patient care and outcomes. A long-standing approach that has stood the test of time, clinical audit can continue to play a leading role in improving processes and outcomes nationally and locally. Through assessment against evidence-based standards for the structure, processes and outcomes of care, changes can be implemented where indicated and monitored to confirm improvement.<\/span><span style=\"font-weight: 400\"><sup>7<\/sup><\/span><span style=\"font-weight: 400\"> Clinical audit also works alongside other popular approaches to QI &#8211; such as Lean and the Model-for-Improvement. These approaches support experimentation and testing in the \u2018implementing change\u2019 stage of the audit cycle.<\/span><span style=\"font-weight: 400\"><sup>4<\/sup><\/span><span style=\"font-weight: 400\"> Therefore, if we want improvement that is data-driven, evidence-informed and clinically trusted, clinical audit should be central to any systematic QI approach. For example, the <\/span><a href=\"https:\/\/www.hqip.org.uk\/a-z-of-nca\/falls-and-fragility-fractures-includes-the-hip-fracture-database\/\"><span style=\"font-weight: 400\">fragility fracture and falls audit programme (FFFAP)<\/span><\/a><span style=\"font-weight: 400\"> provides the national audit of inpatient falls (NAIF) which has seen improvements in its key indicators over the past six years. NAIF also provides resources to support local quality improvement projects.<\/span><span style=\"font-weight: 400\"><sup>15<\/sup><\/span><\/p>\n<p><b>Clinical Audit and Quality Control: Ongoing measurement of quality<\/b><\/p>\n<p><span style=\"font-weight: 400\">Clinical audit supports quality control processes by providing evidence of impact\u00a0of changes introduced. In improvement work, to assess tests of change, a family of metrics is used comprising process and outcome measures.<\/span><span style=\"font-weight: 400\"><sup>3<\/sup><\/span><span style=\"font-weight: 400\"> Audit is ideally placed to contribute to this and help improvement efforts to know whether changes lead to improvement. Whilst audits have been carried out previously at distal points in time, such as annually, there are examples of audits operating more frequently. With increasing focus on digital technologies, further shifts towards real-time audit are anticipated.<\/span><span style=\"font-weight: 400\"><sup>1<\/sup><\/span><span style=\"font-weight: 400\"> For example, the <\/span><a href=\"https:\/\/www.hqip.org.uk\/a-z-of-nca\/falls-and-fragility-fractures-includes-the-hip-fracture-database\/\"><span style=\"font-weight: 400\">paediatric intensive care audit network (PICANet)<\/span><\/a><span style=\"font-weight: 400\"> provides continuous, risk-adjusted monitoring of outcomes, allowing providers and national bodies to track trends in mortality, detect variation and identify emerging quality concerns.<\/span><span style=\"font-weight: 400\"><sup>16<\/sup><\/span><\/p>\n<p><b>Clinical Audit and Quality Assurance: Evidence based compliance with standards<\/b><\/p>\n<p><span style=\"font-weight: 400\">Quality assurance processes help organisations to understand care quality through periodic checks that particular standards are being achieved and addressing identified shortfalls.<\/span><span style=\"font-weight: 400\"><sup>2 11<\/sup><\/span><span style=\"font-weight: 400\"> Alongside inspection and accreditation, clinical audit is one of the <\/span><a href=\"https:\/\/www.hqip.org.uk\/bmj-leader-3dec25\/\"><span style=\"font-weight: 400\">main quality assurance mechanisms<\/span><\/a><span style=\"font-weight: 400\"> used by healthcare organisations.<\/span><span style=\"font-weight: 400\"><sup>4 11<\/sup><\/span><span style=\"font-weight: 400\"> Clinical audit is effective for providing assurance of compliance with evidence-based standards \u2013 including national standards via national audits.<\/span><\/p>\n<p><span style=\"font-weight: 400\">Clinical audit is one of the earliest forms of QI in healthcare. Whilst typically associated with quality assurance, clinical audit can play a key role across all quality management domains including planning, control and improvement. To provide confidence that care is consistently safe, effective and improving over time, clinical audit should underpin how we improve and monitor for proactive oversight and quality control.<\/span><\/p>\n<p>&nbsp;<\/p>\n<p><b>References<\/b><\/p>\n<ol>\n<li><span style=\"font-weight: 400\"> Department of Health &amp; Social Care and NHS England. Fit for the future: 10 Year Health Plan for England. London: UK Government, 2025.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> NHS England. Clinical audits and registries: A best practice guide. London: NHS England (Available at <\/span><a href=\"https:\/\/future.nhs.uk\"><span style=\"font-weight: 400\">https:\/\/future.nhs.uk<\/span><\/a><span style=\"font-weight: 400\"> ), 2026.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> Shah A. Using data for improvement. <\/span><i><span style=\"font-weight: 400\">BMJ<\/span><\/i><span style=\"font-weight: 400\"> 2019;364:l189. doi: <\/span><a href=\"https:\/\/doi.org\/10.1136\/bmj.l189\"><span style=\"font-weight: 400\">https:\/\/doi.org\/10.1136\/bmj.l189<\/span><\/a><\/li>\n<li><span style=\"font-weight: 400\"> Backhouse A, Ogunlayi F. Quality improvement into practice. <\/span><i><span style=\"font-weight: 400\">BMJ<\/span><\/i><span style=\"font-weight: 400\"> 2020;368:m865. doi: <\/span><a href=\"https:\/\/doi.org\/10.1136\/bmj.m865\"><span style=\"font-weight: 400\">https:\/\/doi.org\/10.1136\/bmj.m865<\/span><\/a><\/li>\n<li><span style=\"font-weight: 400\"> Berwick D. Continuous Improvement as an Ideal in Healthcare. <\/span><i><span style=\"font-weight: 400\">New Engl J Med<\/span><\/i><span style=\"font-weight: 400\"> 1989;320(1):53-56. doi: <\/span><a href=\"https:\/\/doi.org\/10.1056\/nejm198901053200110\"><span style=\"font-weight: 400\">https:\/\/doi.org\/10.1056\/nejm198901053200110<\/span><\/a><\/li>\n<li><span style=\"font-weight: 400\"> Ivers N, Foy R. Audit, Feedback, and Behaviour Change. Cambridge: Cambridge University Press, 2025.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> HQIP. Best practice in clinical audit. London: Healthcare Quality Improvement Partnership (Available at <\/span><a href=\"https:\/\/hqipms-my.sharepoint.com\/personal\/iain_smith_hqip_org_uk\/Documents\/My%20Papers\/Blogs\/www.hqip.org.uk\"><span style=\"font-weight: 400\">www.hqip.org.uk<\/span><\/a><span style=\"font-weight: 400\"> ), 2020.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> Dixon-Woods M, Martin GP. Does quality improvement improve quality? <\/span><i><span style=\"font-weight: 400\">Future Hospital Journal<\/span><\/i><span style=\"font-weight: 400\"> 2016;3(3):191-94. doi: <\/span><a href=\"https:\/\/doi.org\/10.7861\/futurehosp.3-3-191\"><span style=\"font-weight: 400\">https:\/\/doi.org\/10.7861\/futurehosp.3-3-191<\/span><\/a><\/li>\n<li><span style=\"font-weight: 400\"> Spela Godec MH, John Illingworth, Carl Macrae. Developing whole-organisation Quality Management Systems in health care: learning from practice and recommendations for progress. London: The Health Foundation, 2025.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> Glassborow R. Moving from Quality Improvement to Quality Management: Supporting better quality health and social care for everyone in Scotland. Edinburgh, UK: Healthcare Improvement Scotland (Available at <\/span><a href=\"https:\/\/hqipms-my.sharepoint.com\/personal\/iain_smith_hqip_org_uk\/Documents\/My%20Papers\/Blogs\/www.ihub.scot\"><span style=\"font-weight: 400\">www.ihub.scot<\/span><\/a><span style=\"font-weight: 400\"> ), 2022.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> Shah A. How to move beyond quality improvement projects. <\/span><i><span style=\"font-weight: 400\">BMJ<\/span><\/i><span style=\"font-weight: 400\"> 2020;370:m2319. doi: <\/span><a href=\"https:\/\/doi.org\/10.1136\/bmj.m2319\"><span style=\"font-weight: 400\">https:\/\/doi.org\/10.1136\/bmj.m2319<\/span><\/a><\/li>\n<li><span style=\"font-weight: 400\"> Clark CI. Healthcare data: The key to improvement and efficiency [Blog]. London: BMJ Leader; 2025 [updated 03 Dec 2025. Available from: <\/span><a href=\"https:\/\/blogs.bmj.com\/bmjleader\/2025\/12\/03\/healthcare-data-the-key-to-improvement-and-efficiency-by-dame-celia-ingham-clark\"><span style=\"font-weight: 400\">https:\/\/blogs.bmj.com\/bmjleader\/2025\/12\/03\/healthcare-data-the-key-to-improvement-and-efficiency-by-dame-celia-ingham-clark<\/span><\/a><span style=\"font-weight: 400\"> accessed 19 Jan 2026 2026.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> MBRRACE-UK. Maternal mortality 2022-2024 Oxford: National Perinatal Epidemiology Unit; 2026 [updated 15 Jan 202627 Jan 2026]. Available from: <\/span><a href=\"https:\/\/www.npeu.ox.ac.uk\/mbrrace-uk\/data-brief\/maternal-mortality-2022-2024\"><span style=\"font-weight: 400\">https:\/\/www.npeu.ox.ac.uk\/mbrrace-uk\/data-brief\/maternal-mortality-2022-2024<\/span><\/a><span style=\"font-weight: 400\">.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> NHS England. The Maternal Care Bundle: A care bundle for reducing maternal mortality and morbidity London: NHS England; 2026 [updated 16 Jan 2026. Available from: <\/span><a href=\"https:\/\/www.england.nhs.uk\/long-read\/the-maternal-care-bundle\/\"><span style=\"font-weight: 400\">https:\/\/www.england.nhs.uk\/long-read\/the-maternal-care-bundle\/<\/span><\/a><span style=\"font-weight: 400\"> accessed 26 Jan 2026.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> National Audit of Inpatient Falls (NAIF). Stepping towards improvement: an analysis of 2024 inpatient falls audit data and reflection on 6 years as continuous audit. London: Royal College of Physicians (Available at <\/span><a href=\"https:\/\/www.rcp.ac.uk\/86396\"><span style=\"font-weight: 400\">https:\/\/www.rcp.ac.uk\/86396<\/span><\/a><span style=\"font-weight: 400\"> ), 2025.<\/span><\/li>\n<li><span style=\"font-weight: 400\"> Universities of Leeds and Leicester. The Paediatric Intensive Care Audit Network (PICANet): PICANet; 2026 [Available from: <\/span><a href=\"https:\/\/www.picanet.org.uk\"><span style=\"font-weight: 400\">https:\/\/www.picanet.org.uk<\/span><\/a><span style=\"font-weight: 400\"> accessed 27 Jan 2026.<\/span><\/li>\n<\/ol>\n<p><strong>Author<\/strong><\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-1083\" src=\"http:\/\/blogs.bmj.com\/bmjleader\/files\/2026\/01\/Iain-Smith-Headshot.jpg\" alt=\"Iain Smith Headshot\" width=\"166\" height=\"166\" srcset=\"https:\/\/blogs.bmj.com\/bmjleader\/files\/2026\/01\/Iain-Smith-Headshot.jpg 200w, https:\/\/blogs.bmj.com\/bmjleader\/files\/2026\/01\/Iain-Smith-Headshot-150x150.jpg 150w\" sizes=\"auto, (max-width: 166px) 100vw, 166px\" \/><\/p>\n<p><strong>Iain Smith<\/strong><\/p>\n<p><span style=\"font-weight: 400\">Iain is an Associate Director for the Association for Clinical Audit and Registries at HQIP the Healthcare Quality Improvement Partnership. With over 25 years of experience in the English NHS in national, regional and local roles, Iain is an experienced senior leader with a nationally established reputation in the field of healthcare quality improvement. Iain is a mathematics graduate and holds postgraduate qualifications in research methods and transformational change as well as a PhD in healthcare quality improvement. Iain also undertakes visiting academic work and is an Associate Editor for the BMJ Leader journal.<\/span><\/p>\n<p><b>Declaration of interests<\/b><\/p>\n<p><span style=\"font-weight: 400\">I have read and understood the BMJ Group policy on declaration of interests and declare the following interests: I am an Associate Director with HQIP and a member of the Editorial Board of BMJ Leader.<\/span><\/p>\n<p><a href=\"https:\/\/www.hqip.org.uk\/about-us\/\"><span style=\"font-weight: 400\">HQIP<\/span><\/a><span style=\"font-weight: 400\"> is an independent, not-for-profit long-term partner of the NHS responsible for commissioning and managing the <\/span><a href=\"https:\/\/www.hqip.org.uk\/national-programmes\/\"><span style=\"font-weight: 400\">National Clinical Audit and Patient Outcomes Programme (NCAPOP)<\/span><\/a><span style=\"font-weight: 400\">.<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Fit-for-the-Future, the ten-year plan for the English NHS, envisages a focus on quality and improvement driven by data.1 The plan acknowledges the wealth of data available nationally \u2013 including through clinical audits.1 Furthermore, new best practice guidance from NHS England argues for clinical audit contributing to a wider quality management approach.2 Historically, clinical audit is [&#8230;]<\/p>\n<p><a class=\"btn btn-secondary understrap-read-more-link\" href=\"https:\/\/blogs.bmj.com\/bmjleader\/2026\/02\/09\/quality-management-and-clinical-audit-integrating-clinical-audit-and-quality-improvement-to-deliver-impact-for-patients-by-iain-smith\/\">Read More&#8230;<\/a><\/p>\n","protected":false},"author":525,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1],"tags":[],"class_list":["post-1084","post","type-post","status-publish","format-standard","hentry","category-uncategorized"],"_links":{"self":[{"href":"https:\/\/blogs.bmj.com\/bmjleader\/wp-json\/wp\/v2\/posts\/1084","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/blogs.bmj.com\/bmjleader\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blogs.bmj.com\/bmjleader\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blogs.bmj.com\/bmjleader\/wp-json\/wp\/v2\/users\/525"}],"replies":[{"embeddable":true,"href":"https:\/\/blogs.bmj.com\/bmjleader\/wp-json\/wp\/v2\/comments?post=1084"}],"version-history":[{"count":0,"href":"https:\/\/blogs.bmj.com\/bmjleader\/wp-json\/wp\/v2\/posts\/1084\/revisions"}],"wp:attachment":[{"href":"https:\/\/blogs.bmj.com\/bmjleader\/wp-json\/wp\/v2\/media?parent=1084"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blogs.bmj.com\/bmjleader\/wp-json\/wp\/v2\/categories?post=1084"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blogs.bmj.com\/bmjleader\/wp-json\/wp\/v2\/tags?post=1084"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}